Brookfield has a unique and dynamic culture. We seek team members who have a long-term focus and whose values align with our Attributes of a Brookfield Leader: Entrepreneurial, Collaborative and Disciplined. Brookfield is committed to the development of our people through challenging work assignments and exposure to diverse businesses.

Job Description

The Director will be a key contributor to our growing Capital Solutions team and will report to our Head of Legal for Brookfield Credit. The role will be based in Brookfield’s New York City offices at Brookfield Place.

The role provides support to Brookfield’s Capital Solutions Business, as well as other business initiatives, general corporate governance and regulatory matters. The position will work closely with internal teams responsible for Portfolio Management, Syndication, Risk Management, Investment Operations, Finance, and will often interact with various external parties such as investment banks, auditors, outside counsel and other service providers.

Responsibilities:

Capital Markets Activities

Act as lead attorney in supporting Brookfield’s capital solutions business which includes providing advice and support to the broker dealer in its origination and syndication activities, including review and negotiation of commitment letters, underwriter agreements, engagement letters, offering memorandum and other documentation.

Provide strategic advice and guidance on different types of services being provided by the capital solutions business including syndication of debt and equity securities, structuring and arranging subscription line credit facilities and other debt financing for Brookfield related issuers and funds, the provision of internal ratings on assets held by insurance company clients, and other services.

Assist with obtaining internal approvals needed for engagements, including assessing conflicts of interest associated with engagements by related parties.

Provide securities law advice with respect to participation as an underwriter in syndicated transactions, including applicable FINRA regulations.

Corporate Governance and General

Assist with various corporate governance functions including internal conflicts resolutions procedures, preparing resolutions, entity management and ensuring a robust governance framework is maintained

Provide strategic legal advice on applicable laws and regulations and developments in laws

Ensure compliance with firm-wide and business specific policies and procedures and suggest enhancements to same from time to time

Review and negotiate agreements including NDAs, service provider agreements and others

Selection and supervision of external counsel

Supporting ad-hoc requests and analysis as needed, and other special duties and projects as assigned

Qualifications & Requirements:

New York bar admission

Minimum of 4 years’ experience at a major law firm and/or investment bank or broker dealer focusing on syndicated securities transactions and/or structured finance

Familiarity with 144a and 4(a)(2) transactions is preferred

Strong working knowledge of U.S. securities laws and SEC and FINRA regulations, in particular relating to broker dealers

Familiarity with investment management industry and separately managed accounts is a plus

Strong communication skills with the ability to present clearly and offer practical advice

Self-motivated and proactive with the ability to operate independently

Team-oriented with a commitment to shared success

Excellent interpersonal skills and ability to develop collaborative relationships at all levels in the organization

Excellent judgement and analytical skills combined with attention to detail and thoroughness

Excellent organizational skills to effectively manage priorities while meeting timelines

High degree of professional ethics and integrity

Compensation

Base Salary: $200,000-250,000

Our compensation structure includes a base salary, a short-term incentive program (cash bonus), and a long-term incentive program. Cash compensation is designed to be market competitive and may vary by geography to reflect local market conditions. Compensation decisions are based on a number of factors, including relevant experience, industry experience, education, and professional designations.

Brookfield is committed to maintaining a Positive Work Environment that is safe and respectful; our shared success depends on it. We do not tolerate workplace discrimination, violence or harassment. We are proud to be an Equal Opportunity Employer and make employment decisions based on qualifications, merit and business needs, without regard to any characteristic protected by applicable law. Applicant information is collected and handled in accordance with our Applicant Privacy Notice.